UltraXML Solutions for the Pharmaceutical Industry

Pharmaceutical companies’ aims are to deliver new drugs as fast as possible and to prove the safety and effectiveness of these drugs taking into consideration that the limited life span of any new drug is governed by many international patent and regulation restrains.

Pharmaceutical companies are under increasing pressure to absorb the new advances in the genetic and biotechnology sectors while at the same time face severe competition that requires an optimized efficiency to enable them to stay profitable. 

Taking this into consideration, Pharmaceutical companies have realized the urgent need to use the latest IT standards and tools of which XML technology is a major player.

XML as a content format and subsequently as data exchange offers the best possible approach to an open standard for content managing, exchanging content and multimedia publishing.

XML’s ability to handle a variety of structured and semi structured drug-related information, reusing content in regulatory submissions, multi-channel publishing and internet portals and websites, and knowledge management systems, makes a very compelling business case for XML technology.

The pharmaceutical industry is actively considering XML as a key enabling technology to help meet its content management and delivery needs. XML also offers real opportunities to bring interoperability to the many systems that support clinical care (healthcare) and clinical research (pharma). Pharmaceutical companies should be aware of the numerous XML-based standards and regulatory submission requirements that are emerging. UltraXML makes use of all available XML standards and regulations and offers one of the most comprehensive and easy to use solutions available to the Pharmaceutical industry.

XML-based standards and Regulatory Agencies
The International Conference on Harmonization – ICH

The International Conference on Harmonization of Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH) is a unique project that brings together the regulatory authorities of Europe, Japan and the United States and experts from the pharmaceutical industry in the three regions to discuss scientific and technical aspects of product registration.

The purpose is to make recommendations on ways to achieve greater harmonization in the interpretation and application of technical guidelines and requirements for product registration in order to reduce or obviate the need to duplicate the testing carried out during the research and development of new medicines. The objective of such harmonization is a more economical use of human, animal and material resources, and the elimination of unnecessary delay in the global development and availability of new medicines whilst maintaining safeguards on quality, safety and efficacy, and regulatory obligations to protect public health. This Mission is embodied in the Terms of Reference of ICH.

Electronic Common Technical Document (eCTD) for Pharmaceuticals

The International Conference on Harmonization (ICH) - has published version 3.2 of the eCTD.  This is the most efficient way to submit the information needed for marketing authorization from the regulatory authorities.

The eCTD essentially consists of an XML file (index.xml), a file structure, and a number of PDF and XML files. The XML file describes the file structure, checksums for these files and meta-information about the files including version, operation status, role, keywords …etc.

Module 1 of the eCTD (regional information) further contains 3 additional XML files (for each region one). These contain meta-information (e.g. applicant, product, submission date ...), and links to the files with the actual submission information.

eCTD will also be used for safety updates,  annual reports, variations, amendments, etc. Over time, the US Investigational New Drug  Application (IND) will most likely be submitted in eCTD format. Starting July 2003, the eCTD is mandatory in the EU, Switzerland, Japan, Canada and highly encouraged in the US.

The XML eCTD DTD includes a reference for each document to the physical file within the folder structure. The XML eCTD DTD includes attributes for descriptive names of folders and documents. [from the version 2.0 spec]

One important way XML provides value for eCTD is by supporting “what’s changed” transactions (i.e., add/delete/update), instead of requiring full document replacement. This helps the company limit the volume of submission material to be reviewed and sent and lets  the agency reviewer focus on the changes without having to wade through large amounts of  previously reviewed material.

U.S. Food and Drug Administration - FDA

The FDA is responsible for protecting the public health by assuring the safety, efficacy, and security of human and veterinary drugs, biological products, medical devices,  food supply, cosmetics, and products that emit radiation. The FDA is also responsible for advancing the public health by helping to speed innovations that make medicines and foods more effective, safer, and more affordable; and helping the public get the accurate, science-based information they need to use medicines and foods to improve their health.

XML Initiatives in Regulatory Submissions
Adverse Events Reporting System (AERS)

One of the earliest initiatives to introduce XML and automate regulatory submissions was the International Committee on Harmonization (ICH) Adverse Events Reporting System (AERS) initiative.  Historically, patient adverse events have been submitted to regulatory agencies using forms, called Individual Case Safety Reports (ICSRs). The ICH has created E2B, a regulatory e-submission format, adopted in the US by the FDA and in Europe in an XML variant, to be used with Electronic Data Interchange (EDI) to enable electronic submission of ICSRs. This electronic approach allows communication between the company and the agency to take place in an automated way, with less time and fewer errors than the paper process.

Investigational New Drug Application Cumulative Table of Contents (cTOC)

Investigational New Drug Application Cumulative Table of Contents IND (cTOC), submissions are required at various steps during a drug’s development process. In order to facilitate the review of these submissions, the FDA has prototyped an XML-based cumulative table of contents (cTOC). This XML document links submissions together and allows navigation of submission documents as an agency review aide. The cTOC review tool is expected to be modified to use the eCTD standard in the future.  XML and the Pharmaceutical Industry 4

European Agency for the Evaluation of Medicinal Products - EMEA
Product Information Management - PIM

Pharmaceutical companies can now submit their Product Information (PIM) to the European Agency for the Evaluation of Medicinal Products EMEA in XML-format. This not only saves Regulatory Affairs departments a lot of work, but also enables EMEA to review the information considerably faster. This means that Pharmaceutical companies, through the use of XML-technology, can considerably shorten the time-to-market of new products. Furthermore, the product information can much more easily be reused within the company.

PIM initiative involves the creation and authoring of XML data in accordance with a set XML DTD and the use of a content management system, CMS, for submission, creation and maintenance.

Structured Product Labeling - SPL

Since 1999, FDA has been receiving the electronic content of labeling in Portable Document Format (PDF). However, existing procedures using PDF are not adequate to support new electronic healthcare initiatives. On December 11, 2003, FDA published final regulations (the electronic labeling rule) requiring the submission of the content of labeling in electronic format for marketing applications. The regulations specify that the content of labeling must be submitted electronically in a form that FDA can process, review, and archive.

The Structured Product Labeling (SPL) specification, an HL7 ANSI-approved standard, is an XML document markup standard that specifies the structure and semantics for the regulatory requirements and content of the authorized published information that accompanies any medicine licensed by a national or international medicines licensing authority. An SPL document has sections containing text (paragraphs, lists, tables). SPL markup of a product labeling document both preserves the human readability of the content and facilitates machine processing of that content.

UltraXML Supports the production of SPL document

Clinical Data Interchange Standards Consortium- CDISC

CDISC is an open, multidisciplinary, non-profit organization committed to the development of industry standards to support the electronic acquisition, exchange, submission and archiving of clinical trials data and metadata for medical and biopharmaceutical product development. The mission of CDISC is to lead the development of global, vendor-neutral, platform independent standards to improve data quality and accelerate product development.

Operational Data Model - ODM

The Clinical Data Interchange Standards Consortium has developed an Operational Data Model (ODM). This is a vendor neutral, platform independent format for interchanging and archiving of data collected in clinical trials. The model represents study metadata, data and administrative data associated with a clinical trial. Only the information that needs to be shared among different software systems during a trial, or archived after a trial is included in the model.

ODM version 1.2 contains a number of new features that improve the functionality, security and convenience of the model. Descriptions of the new features have been incorporated into the text of this document.

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